The Series 66 exam licenses an individual in a state to sell securities as well as investment advisory products. The Series 7 is a prerequisite exam ... more info
The Series 11 exam is required for individuals who wish to accept unsolicited customer orders. These individuals typically assist registered ... more info
The Series 23 General Securities Principal exam qualifies an individual to be an officer, partner or supervisor of sales personnel with an NASD ... more info
The Series 24 exam is required for all officers and supervisors of sales persons at NASD "general securities" member firms to qualify as a General ... more info
The Series 26 exam is required for persons that will supervise Investment Company Products / Variable Contracts Representative (Series 6) ... more info
The Series 27 Financial and Operations Principal exam is required for the Chief Financial Officer of NYSE/NASD member firms and also for senior ... more info
The Series 3 exam is required for individuals who wish to sell futures contracts or options on futures. ITS has engineered a unique brand of test ... more info
The Series 30 Branch Manager exam is required for those who act as a branch office manager for a commodity futures firm. ITS has engineered a unique ... more info
The Series 31 exam is required for those who wish to receive trailing commissions on commodity limited partnerships, commodity pools or managed ... more info
The Series 4 exam is required for all managers supervising options sales personnel or for individuals supervising options compliance. The ... more info
